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The
Comparative Study of European Parties and Party Systems:
An Overview
Hans Daalder
University of Leiden
1. Introduction
This is an introductory chapter in a two-fold sense. It presents an overview
of the literature on comparative European parties and party systems, and
it seeks to give a cadre to the chapters that follow. In doing the latter
it does not draw specific conclusions: these are left to Peter Mair, who
in the final chapter places the contributions in the context of the problem
of identifying changes in European party systems - a concern that lies very
much at the origin of this book and of the project of which it forms a part.
This survey begins with a short description of the way in which the study
of party systems evolved, from its early precursors to the writers who,
performing a post-mortem on the failures of Weimar, faced the need to account
for different degrees of crises in European party systems rather than a
realization of, their once expected promises. Since that time, the early
confidence in a mainly institutional approach has been lost. The 1930s also
led to a massive emigration of scholars across the Channel and the Atlantic,
a movement that contributed greatly to the internationalization of the discipline
of political science, which itself was to develop rapidly further in the
post-World War II period (sections 2-4).
Thereafter, the chapter follows a systematic rather than a historical
Author's Note: This chapter owes much to participants in a Seminar on
European "tty Systems that I directed at the European University
Institute in Florence between 1976 and 1979. as well as to sagacious advice
from Rudolf Wildenmann.
plan. First, section 5 discusses the singular contribution of Duverger,
who for a generation dominated the field of party studies - positively
but also negatively, through the critical reactions his book provoked.
Then follows a discussion of numerical approaches, which have varied from
simple classifications to more complex quantitative analyses and theories
of cabinet stability and cabinet coalitions, to culminate in Sartori's
fully fledged typology of party systems (section 6). The succeeding section
on parties and social cleavages is followed by a discussion of the rather
different approaches of 'spatial* writers whose formal models paradoxically
raise problems not dissimilar to the cleavages literature: to what degree
parties and voters can act in complete freedom, and to what extent they
are bound by historical conditions and expectations (section 8).
Most of the authors treated by this stage in the essay proceed from the
assumption that, in principle, parties interact with one another as unitary
actors. This assumption is dropped in section 9, which focuses on analyses
of intra-party role conflicts as between ministers, parliamentary groups,
party activists, party members and party voters. It underscores the lack
of reliable comparative analyses of internal party processes, which leaves
the field free to overly-general propositions, alleging general but unproven
trends; e.g., the development of mass parties, of parties of integration,
or catch-all parties.
Such general issues logically spill over, in the final section, into a
discussion of the actual role of parties in government. While some authors
see the role of parties increasing, others speak of an unavoidable decline,
giving as reasons the growth of plebiscitary tendencies and manipulative
political techniques, the increase of government bureaucratization, and
a possible development towards a neo-corporatist society. This discussion
merges into the question of the degree to which parties 'count* in government
policies, leading further to the complex issue of how to assess the performance
of different party systems. This raises problems of both an analytical
and normative nature, including that of the different yardsticks by which
performance may be 'measured'.
This overview is the work of one author, which implies that its coverage
- though broad and hopefully concise - is also selective and unavoidably
subjective. It grants from the outset that certain important areas are
either not treated or are done so only in passing. Thus, the chapter does
not deal with the literature on totalitarian movements or parties (whether
fascist or communist), although this was perhaps the single most important
concern of writers on parties from the 1930s
onwards. It deliberately leaves aside the flourishing literature of comparative
electoral analysis, although that extensive body of writing throws considerable
light on the manner in which parties are perceived by voters, and indirectly
on the way party strategists seek to act and react on voter preferences.
It offers little on internal party processes, which to this day remain
very much a blank spot in comparative analyses - whether between different
types of parties in any one country or in cross-national studies. Even
in all other cases, this essay can do little more than point to problems,
rather than indicate their solutions. The chapter, in other words, remains
introductory. Its sub-title, 'an overview*, could also have read: *one
author's private interim assessment'.
2. The precursors .-o .
The study and evaluation of political parties hardly represents a new
field. Were not Bolingbroke, Hume and Burke the real pioneers of the study
of party? These authors could become its first discussants, given the
existence in Britain of conditions favourable for the legitimate entry
of party: a well established representative regime, which acknowledged
the plurality of interests and the inevitability of faction, and which
came increasingly to regard a formal opposition (Bolingbroke) and joint
endeavours to promote the national interest upon some particular principle
(Burke) as appropriate characteristics of a "good* political system
(for a valuable review, see Sartori 1976, ch. 1).
That relation also holds true in a reverse manner. In societies where
such favourable conditions and concurrent political doctrines did not
exist, the recognition of the legitimacy of party took much longer. At
least two bodies of thought - which one might term the 'statist' and the
'democratist* traditions-for long resisted the full recognition of party
as an accepted part of decision-making in parliament, let alone as large-scale
organizations mobilizing an increasing part of the people outside it.
In many European countries - though not in all - the state was widely
regarded as an institution of a higher moral order. Its sovereignty was
to be well protected from the encroachment of special interest. Theorists
of the state and constitutional lawyers refused to acknowledge the role
of parties as contributing in any way to the formation of authoritative
decisions, or at most assigned parties a restricted place, 'og., in elections
and in the organization of parliamentary work, holding
that the state and its government should remain unfettered. A tradition
of aversion to parties, or of at most a grudging hesitancy, still lingers
- particularly among writers of constitutional law, but also among those
for whom terms like 'Parteienstaat' or Tartitocrazia" retain an unmistakably
negative connotation. (Against that view, see the polemic Tarteienstaat
- Oder Was Sonsf in Grewe 1951.)
A similar reluctance to grant a place to party is also found in the democratist
tradition. Rousseau's desire to safeguard the direct expression of popular
will from representation and interference by *associations partielles*
came to exercise a persistent influence. Durable links between members
of a political community are thought to hinder the spontaneous processes
of opinion formation and to foster political inequality. Such sentiments
were clearly expressed by some of the great early writers on parties,
for instance Ostrogorski and Michels. Ostrogorski (1902), who provided
a first extensive analysis of the rise of the 'caucus* in British and
American politics in the latter part of the nineteenth century, hardly
hid his dislike of the phenomenon, and advocated the resort to ad hoc
issue associations as the only way to allow the people really to determine
their own fate. The norm of direct democracy is a strong element in Michels's
classical elaboration of an 'iron law of oligarchy' in modern mass organizations
(Michels 1911). The ideal of direct democracy could in fact become an
alibi for Michels personally to embrace the 'heroic' elitism of Mussolini's
Italy over the 'bureaucrat-ized' party politics which he himself had analysed
in such colourful detail (for a brilliant and merciless critique of Michels,
see Bonger 1934). In the same vein, a belief in the need for spontaneous
elites to fight for socialism as expressed by Sorel, and more generally
in the syndicalist tradition, contributed strongly towards an aversion
against organized party development in a parliamentary setting (see the
important introduction by Juan Linz (1965) to the Italian edition of Michels's
Political Parties, in which he traces links between Weber, Michels. Sorel,
Mussolini and indirectly Lenin). The sentiment was to revive much later
in modem New Left thought, with its desire for new forms of spontaneous,
collective, yet in practice often highly elite-centred. decision-making.
(A reaction against party has also been a constant characteristic of American
reform politics; e.g., in the movement for . non-partisan elections, the
wish to take nominations out of the hands of professional politicians
through primaries, the adoption of special rules to secure 'representative
conventions', etc.)
Parties, then, were recognized earlier and more readily and universally
in some European countries than in others. In countries with
old pluralist roots and slow evolutionary growth of representative
government, they fell in readily with existing diversity, m countries
where the state was largely imposed on society, with a claim for absolute
and undivided sovereignty, both statist and democratist doctrines made
recognition relatively late and far from secure. The legitimation of parties
is, in fact, a crucial variable for the comparative study of the development
of mass democracy in Europe (cf. the four-thresholds analysis in Rokkan
1970a, ch. 3; also Dahl 1966, pp. 360ff; Daalder 1966a;andDahl 1971).
Early work on the role of parties forms usually an indissoluble part of
more general works on the working of representative government by such
writers as John Stuart Mill, Johann Caspar Bluntschi, Walter Bagehot,
James Bryce or A.L. Lowell (for an excellent assessment of this genre
of comparative politics writing, see Eckstein 1963). Characteristic of
their work was a wide-ranging erudition, not limited to any special discipline.
They used history, political theory, institutional analysis and social
generalizations with little distinction between description and normative
judgement. Whatever differences were found could be explained by 'history'
or presumed 'national* character. Inevitably, they reasoned on the basis
of a small number of countries. As these countries generally had stable
institutions, institutions could easily be regarded as major causal variables,
hence also as devices suitable for adoption elsewhere. The effect of these
writers was to place a limited number of countries on the map of comparative
analysis. They contributed mainly to general theories of parnamentarianism
and electoral systems which seemed applicable across European countries
(as they actually often proved to be in practice, as responsible
parliamentary government developed in one European country after another).
3. The impact of Weimar
The German Weimar Constitution of 1919 represented the culmination of
a belief in the possibility of institutional engineering. But there was
substantial disagreement among German writers about 'correct' theories
of parliamentarism and the role parties were to play therein. Older theories
about the need to preserve ihe state as an institution above society and
party (as given a new influential interpretation by Cart ochmitt 1931),
theories about the need to secure a correct 'balance* "ctween government
and parliament so as to have a 'real parliament-
"rism' (as put forward
in the influential book of Redslob 1918), and opecific complaints about
the (mal)functioning of self-centred parties in an increasingly fragmented
party system battled with new theories, which saw merit in an exact representation
of the many social forces in parliament where the need for majority decisions
would automatically enforce compromise and integration (for an excellent
overview see vonAlemann 1973; also Glum 1965).
The rapid 'deconfiture* of Weimar came with a vengeance, and left the
field never the same again. A number of writers admittedly continued to
trace specific institutional defects which in their view facilitated Hitler's
advent to power; e.g., a faulty electoral system like proportional representation
(PR) (Hermens 1941); or the opportunity for negative majorities to topple
a government they could not themselves replace (leading in 1949 to the
introduction of the 'motion of constructive non-confidence', for which
both James Pollock and Carl J. Friedrich have claimed rival patents, but
which had already been broached by Alexander Rustow as early as 1929;
see Wildenmann 1963, p. 80); the undesirability of a president with a
separate electoral mandate next to a parliamentary system of government;
or insufficient legal powers to ban anti-democratic parties as given later
in the 1949 Constitution to the West German Bundesverfassungsgericht.
At the same time, however, other writers began to blame older legal doctrines
for being at least partly responsible for the inability of democratically
elected party governments to rule effectively. Did not the old bureaucracy
and the army remain outside democratic control because of an exaggerated
belief in the need to preserve their status as (higher) state organs from
direct partisan interference? Should not democratic parties have subjected
these Wilhelminian legacies to their authority, as shortly afterwards
Hitler and his party were to do successfully? This implied that the function
of parties had to be re-assessed. It was clearly not sufficient to regard
them merely as instruments of representation; they should also be seen
as instruments of effective political control. In that light, for parties
to be mainly *Wcltanschau-ungsparteien* was clearly not enough, and possibly
one reason for their impotence in practice. This revised stand was to
exercise a considerable Influence on attempts to arrive at more functional
typologies of parties, as best represented in, e.g., Sigmund Neumann (1956b).
going back to an analysis Neumann already gave in his Die deutschen Parteien
(1932).
The very basis of institutional analysis was to be eroded, however, by
the course taken by Nazi Germany, by the grotesque discrepancy between
Stalin's 1936 constitution and his actual regime, and by the
rapid decline in constitutional
government, first in the Eastern European countries and later in the large
majority of new states. Explanations for such developments required different
approaches such as, for example, studies on leadership, propaganda, mass
behaviour, political culture and longer-term developmental analysis, which
sought to explain why some European countries fell to fascism and others
not.
4. The development of political science into a truly international discipline
Since the 1930s, political science developed in a few decades into a much
more genuinely international discipline. The large-scale migration of
European scholars to the hospitable American social science community
massively contributed to this development - not least by merging traditions
of German 'Sozialwissenschaften'withautochthonous American social science
concerns. In a more interdependent world, where many erstwhile political
certainties had been brutally destroyed. political science developed rapidly
in country after country. The sheer size and richness of American political
science exercised a powerful impact, not least on the study of comparative
European politics, in which, for at least one generation, Hitler*s exiles
represented the predominant influence. The generosity of American foundations
in promoting a busy transatlantic traffic greatly assisted the development
of a new, international community of scholars. Paradoxically, many European
political scientists of the post-1945 generation not only learned much
of their political science theories and techniques in America, but also
began, later, to discover one another across European frontiers through
the intermediary of American scholarly publications and initiatives. Often,
such younger European scholars experienced parallel reactions. For all
the stimulus they derived from American academia, not least in prompting
them towards much new research work on their own countries, they often
felt that prevalent theories and typologies did not really fit the experience
of these countries. This forced them to attempt to bring their own country
on to the initially mainly American-drawn map of comparative politics,
using what was 1" fact becoming the lingua franca of the new social
science, English.
Inevitably, such efforts often led to what one might term 'single-country
extrapolations*. American writings had been hardly free from "^t
tendency. Typically, for all its attempt to present a new structural unctional
approach, such a new typology of political regimes as
Gabriel Almond published
in his famous article 'Comparative Political Systems' (Almond 1956), in
which he juxtaposed an 'Anglo-American type* and a 'continental European*
type, seemed to many European readers faulted by many a prioristic value
judgements. Yet European scholarship had for long shown a very similar
trend, and was to do so for decades to come. One example is the traditional
British habit of describing European countries as having one common characteristic
- proportional representation - hence many parties, hence instable government,
hence immobilism, hence ineffectiveness alternating with authoritarian
interludes. Although he set out consciously to interpret party politics
in more functional terms. Almond's generalizations were probably substantially
influenced by such traditional stereotypes. A more functionalist approach
to parties in terms of system and political culture was itself a reaction
to stereotyped dichotomies in which (British) parliamentarism and (American)
presidentialism had been contrasted, usually to the advantage of the first.
Only six years separated the publication of Almond's typology from the
influential and much-debated APSA report, Towards a More Responsible Two-Party
System*, which probably represents the last major example of an older
American desire to make their system more "European* (APSA 1950;
cf. Ranney 1954).
If one surveys the development of rival typologies of party systems (or
political regimes generally) since the 1950s, the reasoning from the background
of specific countries remains a marked characteristic. Many of Duverger's
generalizations really fit France only. It is not difficult to discover
Norwegian roots in Rokkan's Macro-Model of Europe - undoubtedly the finest
and most accurate map of Europe so far developed in our profession (for
a bibliography of Rokkan's writings see Daalder 1979a; for a first-rate
overview of Rokkan's theories, see Flora 1980). In the same way, Italy
is the undoubted starting point of Sartori's much refined typology of
European party systems (Sartori 1966, 1970, 1976), as Holland is explicitly
behind Ujphart's model of consociational democracy, developed in direct
response to Almond's original challenge (Ujphart 1968a, 1968b, 1977a).
In the eager race to articulate the experiences of one's own country for
the attention of an English-reading political science public, not all
were initially equally successful. Larger countries could long remain
a world unto themselves, their scholars caring little whether their countries
figured as sui generis or archetypes in foreign writings. Conversely,
smaller countries had a triple handicap; non-natives wishing to study
their experience often met with a linguistic barrier; there
were fewer natives available
to articulate their experiences for foreign audiences, and, traditionally,
their experience was thought to be less relevant. It is easy to chronicle
an attitude of benign neglect towards smaller states on the part of scholars
of larger countries: countries in Scandinavia or the Benelux area might
be given credit for having some virtues, e.g., for being sober monarchies
(Fusilier I960), for having 'working multiparty systems' (Rustow 1956),
or being a "mixed type' between the Anglo-American and the continental
European system (Almond 1956). Yet their possible importance was widely
discounted:
they were thought to offer at most 'derived' experiences (Moore 1966);
they did not carry a real burden in international affairs (a view dating
back at least to Hermens (1941) and Friedrich(1941), who had reasoned
that small countries could afford proportional representation and its
ensuing fragmentation of political will in a way that large countries
could not). Essentially, small countries seemed to many to be of folk-loristic
interest only.
In recent years this situation has improved. The increased material brought
forward by nationals of smaller countries themselves no longer provides
the easy alibi for the disdain of yesterday. The flock of American PhD
candidates in search of a country has massively assisted the charting
of what to large-nation scholars remained for long terra incognita. Paradoxically,
the principle of equality in international organizations (whether the
UN, its specialized agencies, the OECD or the EEC) has assisted this process
further by making sure that data were assembled on all member countries
alike. The turn towards quantification in comparative studies - putting
a premium on a larger number of cases -has worked in the same direction.
The growing internationalization of the discipline therefore contributes
to comparative study in at least two ways. There is, on the one hand,
an increasing rapprochement in theoretical concerns, in vocabulary and
in questions asked. On the other hand, more and more monographic literature
is becoming available, including now most European states. These may be
country studies - either of a descriptive nature, e.g., on the model of
the classic studies on France by Philip Williams (1964), on Sweden by
Rustow (1955) and on the German party system by Wildenmann (1963) and
Kaack (1971)-or single-country case studies in the context of a particular
theoretical problem, e.g., Eckstein (1966) on Norway, and the series of
books forming part of the literature on consociational democracy reviewed
by Daalder (1974). These could "so be what one might term descriptive
overviews as given earlier in Herman Finer (1932) and Friedrich (1941),
and provided again and
again in a number of thorough
American textbooks: e.g., Cole (1953);
Beer and Ulam (1958); Macridis and Ward (1963); in the two PEP-sponsored
volumes of Henig and Finder (1969) and Henig (1979); in Raschke (1978)
and in the recent massive volume combining country and thematic papers
edited by Merki (1980). We now also have the useful series sponsored by
the American Enterprise Institute, reviewing different European countries
*At the Polls'. There are comparative treatises on parties in a particular
'family': e.g., Paterson and Thomas (1977) on the socialists; Irving (1979)
on the Christian Democrats;
Mclnnes (1975), Tannahill (1978) and Timmermann (1981) on the corrmiunists;
Rogger and Weber (1965) on the Right; Urwin (1980) on agrarian interests;
and Seller (1980) on party political families in general. We now have
even world-wide overviews of parties, as in Janda (1980) and Day and Degenhardt
(1981).
5. Duverger's Les partis politiques (1951)- a battered classic
Any survey of the more systematic and analytical comparative study of
European parties and party systems must start with a tribute to Duverger's
Les partis politiques (1951). The book starts, as the author says in his
preface,
from 3 basic contradiction: it is at the present time impossible to give
a valid description of the comparative functioning of political parties;
yet it is essential to do so. We Find ourselves in a vicious circle: a
general theory of parties will eventually be constructed upon the preliminary
work of many profound studies; but these studies cannot be truly profound
so long as there exists no general theory of parties.
Hence, he presents
a preliminary general theory of parties, vague, conjectural and of necessity
approximate, which may yet serve as a basis and a guide (bi detailed study,
(Duverger, 1964 ed., preface, p. xiii)
The book remains a feat, indeed. Drawing on data from numerous countries,
it covers party structure (with sections on organization, membership and
leadership), as well as party systems (discussing the effect of numbers,
strength and alliances, and the relation of parties to political regimes).
It shows a remarkable power of synthesis and it offers a wealth of illustrative
material.
Yet, from the very beginning
the book has rightly come in'for considerable criticism. For all his intellectual
grasp and articulate presentation, Duverger clearly lacked real knowledge
of the countries on which he drew for alleged proof - with the result
that country experts often were left gasping at his evident misinterpretations.
The book has been thoroughly faulted on methodological grounds; see, e.g.,
Engelmann (1957), Leys (1959). Indeed, the book remains remarkably French-centred
even when analysing presumed empirical material from countries beyond
the French border. This is especially true in his treatment of the relation
between institutions and parties - a major emphasis of the book. Thus,
Duverger confidently presented laws' on the relationship between specific
electoral systems and particular types of party systems, holding that
the former basically determined the latter (see also Duverger 1950). His
propositions were soon strongly contested by Lavau in a book significantly
entitled Partis politiques et realties socviles (Lavau 1953), and effectively
reversed by Rokkan, who traced the adoption of particular electoral regimes
to the party systems as they had crystallized at the advent of mass democracy,
and who saw existing party systems choosing electoral laws that suited
them, rather than the electoral systems manufacturing particular party
systems (Rokkan 1968a, but see also Sartori's 1966 argument about feeble
and strong electoral systems).
A similar institutional bias in Duverger is apparent in his proposition
that in two-party systems institutional relations are really absorbed
into intra-party political processes, while multi-party systems leave
room for intervention by institutional arrangements and reforms. This
represents little but an alibi for a desire to tinker with the institutions
of the Fourth Republic, as indeed Duverger's laws' on electoral systems
had done equally. Duverger was not alone in that respect. I well remember
a session on Executive-Legislative Relations, held at an IPSA Congress
in Rome in September 1958 under the presidency of Georges Vedel, when
Frenchman after Frenchman held forth on the 'right' way to arrange for
a correct distribution of power between government and parliament, without
anyone ever mentioning General Charles de Gaulle. It is, of course, rather
logical that German and French writers tend to ascribe causal effect to
particular institutional arrangements - given that a break in the continuity
of their systems (not really caused by institutional factors) effectively
allowed them to engage in an overhaul of political institutions in 1949
and 1958 respectively.
Apart from a very few factual revisions of his book in the 1950s, Duverger
never saw fit to revise, update and improve on his first pre-
sentation of Les partis
politiques. His real interest was with French politics, and notably with
his preoccupation to do away with the 'eternel marais* of the centre,
through introducing some manner of alternative electoral choice for a
supreme executive (see Duverger 1974).
Yet Duverger's book remains a classic, however battered. It was 25 years
before Sartori's Parties and Party Systems (1976) effectively made DuveFger's
work little but a relic - and then only because the new volume was the
work of an author who remained aware throughout of the nature of his theoretical
quest, and found it essential to invest another decade of his life fully
to familiarize himself with the developments in many European countries
on which he sought to base his argument. (For an earlier valiant attempt
by one author to bring mainly English language evidence from a number
of countries together, see Epstein 1967.)
6. Numerical approaches
Analysing European party systems through numerical relations among parties
has its roots in two seemingly rather different approaches.
One is the traditional dichotomizing between two-party systems and multi-party
systems, in which the first stood mostly for the British system, and the
latter for the party systems of the French Third and Fourth Republics,
often thrown together with Weimar Germany and post-war Italy. The approach
derives a substantial number of logical consequences from the difference
of two and more than two: e.g., in relation to the formation of majorities,
the chances of voters directly to determine the choice of government,
the likelihood of alternation in office, the opportunity for clear decisions
and definite electoral accountability, and the degree to which parties
must choose a moderate course. Stemming mainly from traditional, highly
normative 'cross-Channel' comparisons, the approach was given a considerable
boost by the development of formal models (notably Downs 1957, but also
Duverger 1951, Sjoblom 1968 and Sartori 1976).
The second approach had its origin in rather different attempts to validate
specific propositions with the aid of cross-national data on election
results and the compositions of parliaments and cabinets. Such data were
relatively easily accessible - not least because of the useful data collections
by scholars like Meyriat and Rokkan (1967) and Mackie and Rose (1974)
- and lent themselves to statistical treatment
without a need for real
knowledge of each national context. Thus, a rapidly growing number of
studies could probe the relation between votes and seats in different
electoral systems (Rae 1971); the duration of cabinets (e.g., Daalder
1971; Taytor and Herman 1971; Dodd 1976;
Sanders and Herman 1977); the chances of specific parties on office and
offices (see Blondel 1968; Browne and Franklin 1973); and, more generally,
the validity of different formal coalition theories (e.g., Browne 1970;
De Swaan 1973; T^ylor and Laver 1973; Budge and Herman 1978; Franklin
and Mackie 1978). Only few scholars have successfully bridged the rather
substantial gap between the traditional kind of systemic comparisons of
government-parliament relations in Europe, and the often highly skilful
but not always politically well founded cross-national statistical analyses
(but see von Beyme 1973;
Smith 1972; De Swaan 1973;Pappalardo 1978).
The traditional two-party versus multi-party dichotomy has of course come
in for substantial empirical criticism. Thus, queries have been raised
on the applicability of the two-party model in Europe (where at most a
dubious case for a two-party Austria could be juxtaposed to the increasingly
doubtful case of a two-party Britain). Doubts have been expressed on whether
manufactured majorities in seats may be treated on a par with actual majorities
among voters. The presumed logic of both alternation and moderation have
come increasingly under fire (e.g.. Finer 1975, 1980; also see the treatment
in Sartori 1976, chs 6 and 9).
The credibility of the multi-party category, on the other hand, has been
also effectively undermined. Early on K.C. Wheare had put forward the
view that France was the exception on the continent rather than the rule
(cf. Wheare 1963) and Dankwart Rustow had analysed Scandinavian systems
under the label 'working multi-party system' (Rustow 1956). The Dahl Oppositions
volume (1966) added a considerable amount of new material, as did the
elegant attempt by its editor both to offer empirical generalizations
and to spell out more qualitative criteria for understanding the working
of competitive systems (Dahl 1966, chs 12 and 13). UJphart's successful
coining of the consociational democracy model powerfully affected the
debate (e.g., Ujphart 1968b, 1969, 1977a; see also the collection of writings
in McRae 1974 and the review by Daalder 1974). Since the 1960s the discussions
came to be dominated effectively by Sartori's attempt to distinguish between
moderate and polarized pluralism - a discussion much refined when published
in more definite form in Parties and Party Systems (1976), and further
pursued by Sani and Sartori in chapter 11 below.
As a qualitative re-assessment
of the traditional dichotomy between two-party versus multi-party systems
continued, a variety of counting schemes sought to grapple with the rather
varied numerical relations actually existing in European party systems.
Thus Wildenmann introduced the category of a two -and-a-half-party system,
which was taken up by Jean Blondel in a general typology. In constructing
that typology Blondel also made a distinction as to whether one party
was dominant or not (see Blondel 1968), later changed into an accounting
scheme of party systems in terms of the presence or not of large, casu
quo small parties in particular political families (see Blondel 1978,
appendix I). Ujphart, in a debate with Sartori, had added together parties
in order of declining size (Ujphart 1968b; cf. also Sartori 1976, ch.
9), to see whether particular systems had indeed a high degree of fragmentation.
Before this Rokkan had sought to classify party systems in Europe according
to the distance which in the inter-war and post-war periods respectively
separated the largest party from the majority point, the second party
from the largest, the third party from the second, and so on (cf. Rokkan
1968b; later included in Rokkan 1970a, ch. 3). Soon afterwards the discussion
came to be dominated by the Rae fractional-ization index -a measure that
was widely used (e.g., Rae 1971;Dodd 1976; Wolinetz 1979), and also increasingly
contested (note the highly effective onslaught in Sartori 1976, ch. 9,
and Pedersen 1980). These various attempts have undoubtedly increased
our awareness of the very different numerical relations existing in different
European countries, as well as of the changes that have occurred in them.
But their value is lessened by their limited analytical bearing and a
clear lack of the translation of findings into actual political analysis.
Compared to the earlier numerical classifications, the attempt to test
formal coalition theories against data on the composition of European
cabinets represents a much more ambitious theoretical exercise. In a short
general overview one can hardly do justice to the many theoretical ramifications
of that approach (which is most completely reviewed in De Swaan 1973).
The various theories generally make a series of (limiting) assumptions:
e.g., parties seek office; they are unitary actors; they enter coalition
bargaining on the basis of the proportion of parliamentary seats they
command; for a coalition a majority of the seats is required. Tests soon
revealed that theories basing themselves on numbers alone (e.g.. Piker's
'minimum size* theory) performed poorly, and that successful predictions
could be made only if information was available for the location of parties
along one or more ideological dimensions. But then, the problem arose
how to obtain these dimensions
- in a manner that theoretically should remain free from any knowledge
of actual coalition behaviour. Often solutions were proposed that were
hardly free from a prioristic judgement. Relying as they did on a placement
by authoritative observers who did know the (past) coalition behaviour
of parties, the practice of assigning parties a place on a particular
dimension led, in fact, to rather tautological results. Later authors
have attempted to turn this defect into an advantage by introducing considerations
of 'inertia* and 'familiarity' (Franklin and Mackie 1978), or speaking
of 'normal* governing parties (Budge and Herman 1978) - thus explaining
new coalitions precisely by the predisposition of parties to continue
coalitions found practicable before. At the same time, some of the assumptions
mentioned earlier have been set against deviant political practice, e.g.
where parties are not unitary actors, or where governments form without
an assured parliamentary majority (see Daalder 1971'.Herman and Pope 1973;
Smith 1978).
Compared with these various approaches, the work of Sartori (1976) stands
out in its theoretical and political relevance. Sartori, too, sets out
from numbers, holding that the interaction of given numbers of parties
provides indeed a major independent variable, and therefore does justice
to a truthful political sociology rather than a reductionist sociology
of politics (Sartori 1968, 1969). But he adds his well-known counting
rules to see whether parties are relevant or not; takes account of definite
ideological divides, e.g., those separating system and anti-system parties
and of ideology more generally, which to him (in an argument that reminds
one of Hermens as much as of Downs) is to a considerable degree also a
logical consequence of an increasing number of parties (his view of 'ideological
stretching'). Of vital importance is his insistence on the difference
between classification and type, and of format and mechanics, and his
rejection exactly for this reason of continuous variables in favour of
discontinuous classes. His work is too well known to need further treatment
in this overview, but readers might turn to chapter 11 below, which, on
the one hand, provides new empirical data on the degree of polarization
in different European party systems, and on the other hand grapples with
the problem - most clearly posed in the literature on consociational democracy
- of multidimensional identifications. Sani and Sartori seek to reduce
a multidimensional world of party identifications to a uni-dimensional
universe of electoral competition.
7. Parties and social cleavages
Uke the approach through numbers, analysis of party systems through the
cleavage structures they are thought to represent has an old lineage in
political science. To Hume, *parties of interest' were much more normal
than 'the most extraordinary and unaccountable phenomenon that has yet
appeared in human affairs': 'parties of principle". Traditional analyses
described party conflict in terms of specific cleavage divisions as a
matter of course; e.g., town versus country. Church versus anti-clericals,
one estate against another; and later of classes which were thought to
be inevitably in conflict with one another.
More specific research efforts also sought to spell out the relation of
parties to particular cleavage divisions from an early moment, as in inventories
of the overall hold of religious parties, and the actual or expected strength
of radical or socialist parties as the suffrage expanded. Such approaches
were given a more precise tool in ecological analysis as pioneered by
Andre Siegfried (1913). His Tableau politique de la France de t'Ouest
not only set a style for a 'geographic electorale*. in which French scholars
were to, and still do, excel; it also underlined the specific regional
setting in which political conflicts should be interpreted, and by implication
pointed to regional diversities as one possible source of conflict alignment.
Siegfried's example was followed and extended in the great work of Rudolf
Heberle (1963) on the national-socialist vote in Schleswig-Holstein, and
on the role of cleavages generally. Since 1945 ecological analyses have
been widely used to probe the persistence of a left' and a 'right', independent
of specific partisan expressions in French politics (e.g., Goguel 1951),
in studying the politicization of cleavages in successive waves of mass
democratization in Norway (Rokkan and Valen 1962, 1964), in tracing the
background of communist votes in Finland (AUardt 1964), and in cross-national
inquiry of the degree of worker support for left-wing parties (Dogan 1967;
see also Dogan and Rokkan 1969). It remains the only tool to analyse historical
elections with any degree of precision.
But the advent of survey research also contributed to the popularity of
explaining partisan divisions in Europe through social cleavages, for
at least three reasons. The first American election surveys strongly emphasized
group associations, and they were soon replicated in Europe; group cues
such as class, religion, age and sex found their way almost automatically
in the publication of survey research, without as yet undergoing clear
statistical tests for significance or multicorrelinear-ity; and even in
the application of more psychologically oriented
approaches in survey research that spread from Ann Arbor, Michigan, European
scholars found it necessary to insist on the rather different structural
alternatives that European voters faced in their party systems compared
with American voters. Thus, Rokkan and Valen deliberately introduced ecological
controls in their survey designs, and in fact began their long historical
quest on how persisting cleavage divisions had first gained political
importance, precisely in order to explain the very different patterns
of electoral preference they found in contemporary surveys.
What was true for within-country variations also applied to cross-national
analyses. A clear awareness of the rather different salience of particular
cleavages in European party systems (e.g., in the degree of class voting,
on divisions within bourgeois politics, and the very different role of
religion in politics) led Rokkan to the famous introductory chapter in
the Upset-Rokkan volume on Party Systems and Voter Alignments (1967b).
In this seminal work Rokkan accounted for the differences in party systems
by concentrating on the manner in which particular cleavages had become
politicized during the advent of mass democracy. In that same chapter,
he also put forward the famous freezing proposition that 'the party systems
of the 1960s reflect with few but significant exceptions the cleavage
structures of the 1920s' ^ (Upset and Rokkan 1967b, p. 50). The statement
was soon to be ^, further empirically validated by Rose and Urwin in two
studies of the ^ persistence of party systems in the inter-war and post-war
periods -\ respectively (Urwin and Rose 1970; Rose and Urwin 1970); while
the 3 extent to which that proposition no longer holds true in the light
of the experience of the 1970s is the subject of chapter 3 below by Maria
Maguire.
We have now a large volume of cross-national literature on the significance
of specific cleavages for European party systems and voting. Already in
the 1950s Upset had collected comparative evidence in his Political Man
(1960). In a well-known article he sought to analyse to what degree a
changing class structure was likely to influence the future of the Left
in Europe (Upset 196 7)-a theme for which Stefano Bartolini presents new
and more complete data in chapter 6 below. Alford (1963) also stimulated
a host of studies on the extent to which parties represented what he termed
'class polarization*. In another seminal article, Rose and Urwin (1969)
analysed the electoral fate of socially homogeneous and heterogeneous
parties, and they also wrote a separate paper on the impact of regional
factors (Rose and Urwin concern with the extent to which specific cleavages
translate in partisan preferences in different countries is the core of
a large-scale comparative project directed by Rose and published as Electoral
Behavior: A Comparative Handbook (Rose 19?4a), while the question of the
relative salience of different cleavages (e.g., religion, class and, later,
language) is a persistent preoccupation in the work of Arend Ujphart (see
Ujphart 1971, 1980). Important work in the field has been done also by
the German sociologist Birgitte Nedelmann (1970,1975, 1979).
The intensive preoccupation with social cleavages in the comparative study
of party systems has come in for wide-scale criticism, as representing
a crude sociological reductionism (cf. Sartori 1968). The point is often
substantiated by more modern methods of electoral analysis. New sophisticated
multivariate analysis techniques have generally undermined the credibility
of simple determinist models of voting 'choice, and often also document
a decline in the degree of variance that can be explained through social
characteristics in more recent periods (for the most elaborate comparative
data see Rose 1974a; Budge and Farlie 1977).
The point is of interest, not only for a careful understanding of the
relation between parties and social cleavages in modern times, but also
in the light of normative democratic concerns. Can one effectively speak
of democratic accountability if parties are little but the automatic expression
of forgone choices on the basis of cleavages not necessarily relevant
for contemporary politics? The point is one criticism levelled against
the consociational democracy literature, which must logically assume that
elections are more of a census than the expression of current opinions.
Are parties in an ideal-type consociational democracy anything more than
routine sentinels guarding opposed camps? Could one not say that Ujphart,for
instance,is typicallymore interested in cleavages and in elites exempt
from electoral accountability than in parties as independent actors or
in the actual impact of elections on political decision-making?
And yet, the criticism is not really fully persuasive. Even if one regards
with Rokkan the party systems of the 1960s as mainly a reflection of cleavage
structures of another era, this does not gainsay their evident ability
to handle a host of new issues and changes, including depression, war,
a changing demography, economic growth, increased geographic mobility,
the education explosion, the modern communications revolutions and so
on. This very ability of 'soi-disant' frozen party systems to handle changes
and challenges makes Sartori absolve Rokkan from his charge of sociological
reductionism (see Sartori
1968 and Mair, chapter
14 below). Even when parties do reflect older cleavages, this does not
protect them from changes occurring in existing cleavage patterns (e.g.,
in class alignments,religious observance,increased geographic mobility,
upsetting regional alignments). Moreover, even in systems with a strong
effect of historical cleavage divisions, these exist not in isolation
but in interaction and possible rivalry with one another (e.g., of class
versus religion). It was one great merit of Rokkan and Valen's cleavages
analyses that they remained alert to the possible resuscitation of older
cleavage alignments which superflcially seemed to have been superseded
by new ones, as indeed they lived to see happen in the Norwegian EEC referendum
of 1972, which shattered the apparent stability of the Norwegian party
system (see also Converse and Valen 1971; Valen 1976). A great deal of
modem analysis is couched again in cleavage terms, e.g.,in the work oflnglehart(1977)and
of the authors in the Bames and Kaase volume (1979) - authors who see
the rise of new cleavage divisions opposing older alignments in a new
post-industrial world. Parties indeed find themselves constantly faced
with the necessity to make strategic choices between older and newer cleavages.
They engage in rival attempts to politicize those that iare most favourable
to them and seek to depoliticize those that are not. In this context they
are neither passive agents nor free actors. Some of the resulting problems
are traced in chapters 10 and 13 below by Budge and Farlie, and by Sjoblom
respectively.
8. Spatial approaches
At this point the cleavages literature paradoxically meets with the rather
different paradigm of 'economic' approaches. In a flourishing literature,
basically stemming from Schumpeter (1942) and Downs (1957), parties are
portrayed as unfettered entrepreneurs, rationally calculating their strategic
chances of electoral success by embracing programmes that should win them
a maximum number of voters. In such views parties, clearly, roust not
be tied down to any bond. Since Downs's pioneering study authors in this
tradition have generally reasoned in spatial terms - locating voters and
parties in a presumed common space in which both parties and voters move
to obtain the maximum possible success. The literature is highly complex
and often very abstract, and hence neither easily assessed nor easily
applied in practice (see however the overviews in Sjobloro 1968; Barry
1970;
Budge, Crewe and Farlie 1976; and particularly Budge and Farlie 1977).
Apart from the construction
of formal models, numerous authors have attempted to derive actual political
spaces of European party systems. For this they have used a great variety
of methods - surveys in which respondents were asked to place themselves
and/or all parties on a number of imposed scales, factor analyses and
scaling methods to probe dimensions underlying survey responses to attitude
and issue questions, and actual behavioural data such as voter change
or successive parliamentary votes. Such studies have given us a large
variety of spatial representations of European party systems - rarely
of a simple uni-dimensional nature, more often rather complex multi-dimensional
ones (for the relevant literature see Budge and Farlie 1977).
These spatial representations leave us with a number of questions. To
what extent are spaces constant over time (a point earlier indicated as
vital for the empirical testing of coalition theories against data on
cabinet-making in European multi-party systems)? Do different actors -
e.g., all relevant parties in a given system and all voters - interpret
spaces in a similar manner? Do spaces actually represent some kind of
past perceptual order or alignments that are effectively salient at any
given moment or specific policy preferences? To what degree do spaces
effectively constrain political actors - whether parties or voters? One
generally finds the assumption that one or at most a few dimensions are
really the dominant and hence meaningful ones. This argument is strengthened
empirically by the finding that many voters tend to stereotype their views
on party stands - an attitude regarded as rational by Downs and others
who see in ideology a means to cut information costs and avoid uncertainty.
In an extreme version, the rational actions of both voters and parties
could be so constrained by the space in which they must operate that little
is left of the freedom for all on which the approach was initially based.
This would paradoxically expose the spatial approach to the same criticism
as that levelled against the cleavages approach: namely, that it is static
and deterministic. And in as far as (traditional) cleavages do determine
the observed spaces, the difference between the two approaches also logically
washes out. But then, the same questions remain: how far can parties manipulate
dimensions most favourable to them, and to what degree do new issues lead
to new cleavage lines?
At this point the reader should turn to the impressive overview and sophisticated
analyses, presented by lan Budge and Dennis Farlie (1977) in their Voting
and Party Competition-^ far the most exhaustive review of the problems
and promises of this literature. Further contributions to this literature
can be found in the chapters in
this volume by Sani and Sartori; Budge and Farlie; and Sjoblom. One element
worth noting, however, is that, for all the trappings of formal mathematical
approaches, there is now also an increasing turn towards actual political
data: e.g., analysis of issue preferences and perceptions, the comparative
study of party programmes and their development over time (in a large
project directed by lan Budge and David Robertson), and a renewed attention
to voting of parties in parliament (for early important examples, see
MacRae 1967;Pedersen 1967a;Pedersenetal. 1971; Damgaard 1973; for a good
general evaluation of the dimensional approach, see Pesonen 1973).
9. Dropping the assumption of party as a unitary actor
In most formal approaches the party is retained as a unitary actor. This
is acceptable in a theoretical model. It is also politically relevant
whenever a party does act as one actor; e.g., when it presents an election
programme, or decides to enter a cabinet on the basis of a decision that
commits the entire party. (One might note that Riker and others see a
necessity for a broader than minimum size coalition, whenever there is
uncertainty about full party support.) However, in the actual world of
politics, it is hardly defensible to regard party as a unitary actor -
a point recognized, e.g., by Robertson (1976), who takes functional differences
in particular leader groups into account in constructing his model of
party competition. Even in the examples just given - presenting an election
programme or deciding on a coalition - there is bound to be disagreement
before the actual decision is taken, as well as on its later application
in practice. In the application of election programmes there are likely
to be disagreements on priorities and problems of translation into concrete
action. And a decision on the investiture of a new coalition cabinet does
not pre-empt a need for continuous decision-making on concrete decisions
to follow. Did not Duverger suggest a definite tendency in French politics
for government coalitions to slide to the right during a parliamentary
period, with the point of gravitation returning towards the left when
a new election is in sight (Duverger 1964 ed., p. 330ff.)?
Clearly, then, the study of both party and party systems must enter "ito
the internal structural and policy-making processes of parties. It is
easy to single out major problems that have been or must be tackled in
the literature.
One problem - relevant in many multi-party systems - is the
degree of congruence or
(functional) disagreement between the cabinet coalition, as represented
by ministers of different parties, and the parliamentary coalition, which
may not always follow a cabinet in specific actions or retain the same
parties in any particular decision. Countries such as Italy, Denmark or
Finland provide a particularly fruitful field of study along these lines.
Epstein (1967) has suggested that parliamentary government of necessity
engenders cohesive parliamentary parties, but we have too few studies
to substantiate that
proposition.
Secondly, there is the major problem of the party in parliament and that
outside it (cf. Wildenmann, Partei und Fraktion 1954). The once confident
finding of Robert McKenzie (1955) that parliamentary government forces
a concentration of power in the hands of parliamentary leaders, whatever
internal party rules exist, seems to be increasingly falsified in contemporary
Britain (e.g. Finer 1980). General impressions of the more ardent ideological
orientations of party activists as compared with parliamentary leaders
on the one side and non-active party members and party voters on the other
(as formalized in May's 'Special Law of Curvilinear Disparity1 - May 1973)
must be validated in further research, while the strains following from
the different functions that parties must of necessity combine has led
to the proposition that one could analyse parties in alternative terms
of a 'party-government' and a 'party-democracy' model. The relation between
ministers, members of parliament and parties outside parliament is treated
in this volume in a general comparative overview by von Beyme (chapter
12), whose own book on government-parliament relations (von Beyme 1973)
is still the most complete comparative study of European countries - diachronically
and synchronically - in terms of the interaction between institutions
and party cooperation and conflict that anyone has produced since 1945.
A third Held of essential importance is the nomination processes within
parties - a subject on which we have far too few studies, and Which in
fact merges into the study of elite recruitment, on the one hand, and
legislative behaviour research on the other (but see Valen andKatz 1964;Ranney
1965).
One considerable drawback of the absence of detailed, systematic studies
of decision-making within parties is that it leaves the field free for
sweeping generalizations pointing to secular changes that parties are
said to have undergone. Some of tlie older propositions, such as a possible
trend towards 'parties of integration' (Neumann 1932, 1956b) or Duverger's
forecasts of a shift towards mass parties through
a contagion from the left
where parties originated from outside parliament, do not seem to fare
so well in the light of actual developments since 1945. Otto Kirchheimer's
view about the transformation of European parties into 'catch-all' parties
(Kirchheimer 1966b) remains a seductive one, but it has met with a variety
of attempts at empirical falsification (e.g., Wolinetz 1979; Zuckerman
and Lichbach 1977), and poses large-scale methodological problems when
one attempts to test it effectively (see Dittrich's chapter 9 below).
Does one witness a trend towards catch-all parties, or rather a resort
to catch-all propaganda strategies as a supplement to attempts to retain
ties to traditional clienteles? Are we really seeing the Waning of Oppositions
(Kirchheimer 1957) and me End of Ideology, or must we rather speak of
a revival of new ideological concerns (e.g., Inglehart 1977; Barnes, Kaase
et al. 1979)?
A germane subject is the one of the presumed professionalization of party
politics. Under the impact of such diverse forces as the natural bureaucratization
of large organizations, the inevitable entry of professional public relations
specialists in a time of modern mass media politics, and the degree of
state financial support for a range of party political activities in a
number of European countries, the days of the ordinary membership party
are proclaimed to be over. Is that presumed trend gainsaid - or actually
confirmed - by the equal signs towards a widespread revival of a new amateur
politics? How much do we really know of trends over time in the membership
of different parties in different countries, a subject most readily studied
in the case of the socialist parties, (where Stefano Bartolini now presents
a conclusive overview in chapter 7 below), but which needs supplementary'
evidence also for other parties? And even if we have adequate over-time
membership figures, wliat is the actual meaning of membership in real
decision-making? Important new insights are- coming from the Middle-level
Elite project directed from Mannheim by Karlheinz Reif-a large-scale comparative
study of delegates to party congresses. Yet even this material will be
only one possible beginning for a systematic analysis of decision-making
within parties, which is indeed the major gap in our study of parties.
We *speak' Michels; we rarely seek to emulate him. We have as yet little
else to go on in the elementary analysis of party structure other than
the categories - now 30 years old - of Duverger. This leaves the field
free for generalities, as exemplified by Epstein's defence of the use
and future of *weak parties' (Epstein 967), and Kirchheimer's nostalgia
for parties that would not be catch-parties - let alone the bland indictments
of anti-party commentators,
uttering uncritical complaints
about the Parteienstaat or Partitocrazia, and hurling accusations, as
general as they are unsubstantiated, against party bureaucrats and party
activists alike.
10. Parties in government
At this point, the discussion merges into the more general subject of
the role of parties in government. The subject is a momentous one. It
is also a subject that is riddled with impressionistic and a prioristic
judgements, rather than one for which we have clear empirical evidence
or articulate systematic evaluations.
One major point at issue is whether parties have increased their hold
on government over the post-war decades or are suffering from what is
termed *a loss in functional relevance*. Proponents of the first view
point to a number of developments. On the whole, European party systems
have succeeded in holding on to their voters. Data on turnout in elections
(see the extensive discussion by Dittrich and Johansen in chapter 4 below)
hardly prove a universal, secular decline - let alone one that is easily
reduceable to an overall sense of alienation from party systems. As Pedersen
shows in chapter 2 below, there are considerable differences in the degree
to which European party systems have become destabilized, rather than
one definite trend over time. Vital processes in democratic politics,
like nominating candidates for elections and controlling recruitment to
cabinet office, are generally no less party-monopolized than before. In
many European countries, parties seem to loom larger also in below-cabinet
appointments, including those to senior bureaucratic positions. One sees
few signs that party patronage is in decline. A world of expanded government
has created a new realm of very different 'available' institutions and
agencies, known in Italy by the telling term of 'sottogoverno*. Appointment
powers are a major reason why parties insist on a degree of proportionality
in government, and inveigh against systems where apparently perennial
governing parties cannot be effectively dislodged through normal electoral
channels. (One might add. however, that parties long excluded from national
government may very well have rather different opportunities in lower-level
governments, which also show little sign of becoming less party-controlled.)
However, for those who see a waning of the powers of parties, such arguments
are not conclusive. They interpret individual-level electoral volatility
as a sign of increasing disenchantment on the part of the
voters. They point to phenomena of ^elf-starting* candidates and a
more or less institutionalized factionalism to argue that one should not
use blanket terms like 'party* if one is to understand the real world
of politics behind that label. Again, they insist that party may be a
channel through which people must move in their march to ministerial or
appointive government office - but that, once these people arrive in office,
they assume functional roles which are substantially free from party control
(possibly giving them even leverage to reverse the process and to increase
their hold on the party in turn),
Those who assume a secular waning of parties also point to the increased
weight of alternative channels of decision-making. One factor is the logical
consequence of the need for parties in an age of modern television to
personalize their electoral appeal - which must strengthen the hands of
a few party leaders against the membership base of a party. This element
is clearly strongest in systems where voters decide directly on a chief
executive or at least a premier, but is far from absent in systems in
which parties cannot hope for a direct electoral mandate. The recourse
to referenda can be another factor of taking authority away from parties
and possibly also their leaders (e.g.. Butler and Ranney 1978), as indeed
might be the use of constitutional courts to settle issues on which the
parties are unwilling or even unable to take a decision. In a similar
manner, scholars have regarded the rise of so-called action groups or
*Burgerinitiative* as an unmistakable sign of alienation from existing
partisan politics and of a wish of the 'people* to have direct control
over decisions affecting them. (In this interpretation a number of obvious
counter-arguments are not considered: e.g., the existence of similar groups
throughout the history of mass democratization; the rather favourable
cost-benefit ratio, which a short cut through direct action by a relatively
small and relatively elite group may show in an era of television and
tired, overloaded government; and the empirical finding that the new activists
often are at the same time disproportionately active within both political
parties and well entrenched institutionalized groups. For thorough empirical
analyses, see however Verba et al. 1978; Bames, Kaase etal.1979).
Explanations of the presumed functional loss of party systems through
increased direct pressure by voters or action groups on the centres of
authoritative power would at first sight seem to be rather ar ^moved from
the neo-corporatist proposition. In a few well-known articles, Rokkan
argued in terms of a clear dichotomy between 'numerical democracy* and
'corporate decision-making* (Rokkan 1966),else-
where summed up in the
short phrase "votes count, resources decide' (Rokkan 19756). The
argument is one of a substantial displacement of political decision-making
from the 'electoral partisan* channel to the corporate network, in which
specialized bureaucrats jointly with related and recognized interest groups
determine most of the vital political decisions (see Schmitter 1974; Schmitter
and Lehmbruch 1979). While even corporate groups may engage in direct
action tactics, both developments are seen as eroding the very hold of
parties on decision-making processes in modern society. (For an attempt
to construct a new typology of European party systems on the basis of
the cohesiveness of the political system on the one hand and society at
large on the other, see also Smith 1979.)
From there the argument logically shades over into the controversial issue
of whether parties do have an unmistakable influence on government policies
- or whether policies evolve rather as the inevitable response of any
government (whatever its party orientation) to the exigencies of modern
social and economic development. The debate first developed in analyses
of the impact of partisan politics on policy outputs in American states
(e .g.. Dye 1966). The discussion has long since spilled over into comparative
and European politics (e .g., Rimlinger 1971; Hecio 1974; Heidenheimer
et al. 1975;Wilensky 1976; Stephens 1979; Castles 1979, for an excellent
review see Maguire 1980). The debate and research still very much go on,
not least because one deals with a variety of policy areas with diverse
techniques of analysis. The major conclusion emerging, however, seems
to be that parties do indeed
count.
It is one thing to prove a specific relation between the control of government
by a particular party and particular policy outputs. To move on from there
towards the much more general problem of the relative performance of different
governments and party systems represents yet another gigantic step. From
chapter 5 below, in which Rose and Mackie deal with the problem of whether
incumbency pays electorally or not, it is clear that voters show little
regularity in rewarding or punishing governments in power. How should
outside analysts judge the performance of specific governments, or of
the party system as a whole? What indicators must we use to make qualitative
assessments? Can we make effective use of the survey data on relative
citizen satisfaction in the regular Eurobarometer project? What additional
behavioural data can we find on the degree of legitimacy accorded to different
systems? Comparable cross-national social indicators of a more objective
kind? How can we resolve the problem of collecting and
analysing reliable comparative
data, and account for the possible interaction of variables at issue?
Perhaps we should have more studies along the line of chapter 13 below,
in which Sjoblom presents a number of coherent propositions on the relation
between political changes and political accountability. ,
In assessing the working of party systems in a comparative perspective,
not the least problem is the lack of agreed criteria for measurement.
Years ago, Anthony King (1969) rightly argued that for any real judgement
we must begin to get a clear opinion about the specific functions parties
are supposed to fulfil. To assess the performance of parties in any one
of them is already difficult; to disentangle each function from forces
working elsewhere in the political system, and the socioeconomic system
generally, represents an almost insurmountable task. The literature is
moreover shot through with a priori assumptions about what a 'good' party
system should do. Ensure stable government or regular alternation? Do
justice to an electoral mandate, or permit flexible, continuous government?
Think in terms of undivided responsibility, or the need to ensure consensus
and compromises?
In evaluating systems, we are likely to meet with at least three rather
different normative strands: the traditional political formulae in any
given system, which are strongly influenced by existing institutions and
experiences in their working; presumed functional relationships in the
context of a structural-functional theory of politics; and general democratic
values, which are rather more the special province of political theory.
Perhaps, then, we have not progressed so far after all from the concerns
of the traditional writers of representative government - but that at
a time when social science methodology feeds a not always easy or even
warranted sense that we can and should now rigorously specify our theories
and variables.
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