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Comparative
Studies of Elections and Political Science
Cees van der Eijk
Elections are one of the most familiar political phenomena all over the
world. Owing to their clear structure, their regularity, their observable
nature, their normative and alleged empirical importance they are also among
the roost frequently studied phenomena in empirical political science. Little
wonder that they offer a fertile area for comparative studies. Yet the area
of comparative studies of elections is hardly integrated. Distinct sub-areas
exist in relative isolation from one another, each addressing different
substantive questions.
This essay attempts to approach the field of comparative electoral studies
from the perspective of political science. How can studies of elections
contribute to political science? This discussion is followed by a summary
of findings and interpretations from recent studies on electoral change
in Western countries which is intended as an illustration of how studies
of elections help increase understanding of politics. Finally, a brief agenda
of future research is comparative studies of elections is discussed.
3.1 Election Studies and Political Science
A brief survey of the literature suffices to show that studies of elections,
irrespective of whether or not they are comparative in character, focus
on apparently quite different phenomena. Frequently they are classified
in a few, rather broad categories.
76 Comparative Studies
of Elections
to which minorities are safeguarded against oppression by majorities.
The decline of cleavage voting in many countries can be regarded as an
indicator of the resolution of conflicts, as the audit of decades of successful
democratic government.
3.3. The Agenda/or Comparative Studies of Elections
Many, if not most studies of elections are not comparative in character.
They may contribute to comparative research by providing empirical information
for comparative analysts. Yet, in a number of ways the national character
of many studies is also an obstacle. As Van der Eijk and Schmitt (1991:
260) remarked:
'..the national peculiarities and resulting incomparabilities of election
studies in various Western countries have repeatedly curtailed the scope
and plagued the execution of efforts to arrive at a comparative and more
general understanding of the electoral process and its place in the operation
of democratic political systems. The situation is somewhat of a paradox:
while the field of electoral research is among the oldest, and certainly
most developed areas of empirical social research, it has not generated
the kind of large-scale cross-national survey projects which have been
so successful in the development of other areas of comparative mass political
behavior".
Important items on the agenda for future comparative studies of elections
have been listed elsewhere by van der Eijk. Franklin et al. (1992: 427).
Their major suggestions are the following:
1. research into the circumstances and processes which either promote
or discourage the emergence, development or maintenance of systems of
orientations that may serve to constrain both party and voter behavior
after the decline of cleavage politics has run its course. Obviously,
when cleavage-based interests lose their power to structure behavior of
parties and voters, something else most take its place for elections to
retain a meaningful communicative function in the interaction between
elites and non-elites. Relatively stable orientations may develop on the
basis of values, ideologies or personalities, but
it is equally possible that for some period of lime party systems and
voters lose their 'moorings' and will drift in whatever direction they
are propelled by unpredictable events. Research by, amongst others, Granberg
and Holmberg (1988) suggests that it is of great importance to what extent
political parties, other relevant elites and media offer the voters (and
one another) a 'model' of political coherence. This, in turn, seems to
depend on the structure of political parties where individual politicians'
careers are made or broken. Parties which control to some extent the careers
of politicians (as is the case in most European party systems) offer more
opportunity in this respect than the much less-homogeneous American political
parties which have little influence on the careers of individual political
entrepreneurs.
2. research into the genesis of whatever relatively stable political orientations
voters may hold. The cleavage perspective on politics suggests that relevant
orientations were more ascribed than acquired, and that they had their
origins in parental transmission, supported by homogeneous social settings
and contexts. This suggestion does not hold good anymore once cleavages
lose most of their erstwhile impact on voters. So, by what kind of processes
do people acquire (he stable orientations which they often evidently have
(e.g. Van der Eijk/Niemoller, 1992).
3. one of the consequences of the decline of cleavage-based voting is
the increase in electoral competition between parties. What once were
'natural' reservoirs of support for parties have ceased to be so. This
is even so in the presence of stable ideological or value orientations
which guide voters in their party choice. Obviously, the degree and structure
of electoral competition is an important determinant of what earlier was
referred to as the course of politics. To the extent that the structure
of such competition is relatively stable, it may also be considered as
one of the indicators of the character of a political system, much in
the way in which stable alignments have been used to that avail. Promising
lines of research which lend themselves easily for cross-national research
have been pioneered by Van der Eijk and Niemoller (1984), and have been
applied for the countries of the European Community by Van der Eijk and
Oppenhuis (1991).
4. a final urgent priority for comparative studies of elections is the
organization of truly cross-national comparative studies of voters, parties
and their interactions. For parties' behavior in electoral settings an
important tine
78 Comparative Studies
a/Elections
of research has been initiated
by the Manifesto Research Group (Budge et al, 1987). For organizing comparative
voter studies, the institution of direct electiolu to the European Parliament,
conducted simultaneously in all member-8tate" of the Community, has
been an invaluable and powerful stimulus. In 1989 this yielded the first
large-scale and truly comparative study directed primarily at voter behavior.
Results from comparative analyses on the basis of this study can be found
in Schmitt and Mannheimer (1991) and Van der Eijk and Franklin (forthcoming).
To conclude: electoral studies are an important part of comparative roearch
into the relations between 'politics - polity - policy*. However, traditional
electoral research tended to remain country-based, stressing intra-systemic
features rather than inter-system characteristics. Analyzing the comparative
impact of elections on politics requires a research design that focussea
on the common denominator of the electoral process: the functional equivalence
of the institutions and the related behavior of the political and societal
actors that shape the process.
PART II: Institutions, Actors and Rationality
On the empirical side, one can find for instance studies on election rules
and procedures. This area is characterized by keywords such as electoral
systems, suffrage and enfranchisement, electoral (and sometimes constitutional)
law, the odministration of electoral law, the history of electoral procedures,
registration, electoral reform, electoral fraud, electoral formulae, electoral
bias, electoral recall, redistribution (the British term) or reapportionment
(the American equivalent), thresholds, indirect elections, electoral colleges,
political finance, etc.
A quite different area of study is that of election results and their
aggregate distributions. This is an area of macro-analysis, where relevant
terms include electoral geography, electoral cleavages, normal vote analyses,
electoral change, constituencies, (again) redistribution and reapportionment,
electoral sociology, popularity functions, electoral cycles, etc.
A third large part of the literature is concerned with voter behavior.
Characteristic terms in this area of micro-analysis are, amongst others,
electoral participation, party choice, party identification, issue preferences,
candidate evaluations, political ideologies, (non)rational choice, as
well as all kinds of attitudinal referents such as competence, apathy,
efficacy, alienation, (post)materialism, etc.
Yet another area focusses on the agents who compete for votes, and the
way in which they do so: candidates, parties and their campaigns. The
relevant vocabulary of this area includes: recruitment, selection and
nomination, election campaigns, political financing, political communication
and mass media, propaganda, primaries, canvassing.
In addition to empirically oriented literaturei> there is a vast body
of work which is primarily normative or conceptual in nature. Implicitly
or explicitly, much of this work centers around the relationship between
elections and democracy. Some of this work is very general in nature,
some of it centers around the (mathematical) (im)possibility of voting
procedures being proof against manipulation, and some is specifically
directed towards the pros and cons of different electoral systems. Still
different bodies of literature, which may be empirical as well as normative
in character, deal with phenomena such as referenda, plebiscites, initiatives
and recall.
In addition to the topics mentioned above, o multitude of additional
subjects can be found in the literature of electoral studies, as well
as additional and alternative ways of categorizing them. In view of this
diversity, one might wonder whether it makes sense at all to speak about
the field of electoral studies. After all, what do have studies in common
which deal with, for example, the determinants of turnout in American
elections (Wolfinger/Rosenstone 1980). funding of political parties in
Britain. (Ewing. 1987), constitutional design and elections (Powetl, 1989),
the impact of issues on party choice in the European elections of 1989
(Kuechler, 1991), and similarities between voters and their representatives
in the Netherlands (Thomassen, 1976)? At times one could also wonder about
the relevance to political science of a large number of the sometimes
esoteric topics researched. Why should political scientists concern themselves
in great detail with phenomena which at first sight seem to belong to
the realm of (social) psychology, or law, or sociology, or history? Already
in 1967 it was, correctly, observed that
"work in the field is now a recognized sub-discipline within political
science. Limited consideration, however, is given to the relevance of
voting and elections for the political system as a whole" (Rose/Mossawir.
1967: 173).
The relevance of this observation has hardly diminished since then.
The contribution and relevance of electoral research to political science
is difficult to assess from a categorization of the real-world topics
addressed in such studies. As is the case in other disciplines as well,
research into specific phenomena is relevant only because it contributes
(or is assumed to contribute) to solving larger 'puzzles*, the relevance
of which is more obvious. The more developed a field of scientific inquiry
becomes, the larger the number of seemingly esoteric details and sub-specializations.
One can view these only in their proper place by stepping back into more
general perspectives. In this case this means first of all to appraise
the proper place of studies of elections in the discipline of political
science.
From the perspective of political science the rationale for electoral
studies is to determine what impact elections have on politics. Slightly
more elaborated, this involves the task to elucidate -empirically as well
as nonnatively-the impact of the institution of regular elections on the
character of the political
system and the course of
political processes. Two elements of this description de-ve clarification;
character and course.
The term character is used in this context to denote how democratic o
political system is, or how just it is, or equitable, open, efficient,
stable, peaceful, etc. It refers to characterizations of the state of
the political system, which are generally of a normative or moral kind.
The meaning of such terms is never self-evident or uncontented, but can
be appraised by analyzing the conceptual and theoretical foundations of
the context within which they are used (refer to, e.g. Connolly, 1983).
Character refers also to the way in which symbols, values, parties, population
groups etc. are associated with one another, or, in the jargon of the
discipline, to existing alignments in a political system which to a large
extent constrain the processes of daily politics.
The course of political processes refers to the dynamics of a political
oystem, the ongoing processes of power-acquisition, agenda formation,
decision making, policy implementation, conflict resolution, etc. Character
and course are necessarily interrelated. The course of political processes
may alter the character of a system, which in turn facilitates or obstructs
those processes develop in specific directions.
The rationale for electoral studies presented above presumes that the
institution of regular elections does indeed affect character or course
of politics. But how justified is this assumption? Is it more than merely
a reiteration of one of the central ideological tenets of representative
democracies? This chapter is based on the proposition that it is more
than just that, at least to the extent that one is willing to make the
assumption that character and course of politics are affected by the behavior
of the individuals and groups. It is manifest that many people including
those who command social and political institutions are convinced of the
political relevance of elections and that they act accordingly. Were they
not, the large investments would be inexplicable which they make in time,
effort, money and other resources to conduct elections, to attempt to
influence their outcome and to participate in them.
3.1.1 Compwwive Studies of Elections
HavioJt established in what the contribution can be of studies of elections
to political science, the next question is what sets comparative studies
of elections
opart. For the study of politics, such comparative) studies derive their
value not from taking electoral behavior and election results as the phenomena
whose variation is to be explained by systemic differences, but rather
how variations in doctoral phenomena (behavior, procedures, outcomes,
etc.) affect politics. Furthermore, in the line of the rationale for electoral
studies discussed above, comparative studies of elections also analyze
the consequences of systemic or contextual differences on the impact which
elections have on politics. The 'dependent* variables are thus, just as
in the case of not explicitly comparative studies, the character of the
political system and the course of political processes.
Systemic or contextual differences may be institutional in character,
or political, cultural, social or economic. They should be identifiable
as variables, and should not be referred to in terms of proper names of
systems, periods, etc. (Przworski/Teune, 1970).
In principle, comparisons can be made across different dimensions. One
possibility is, for example, comparison between different administrative
or organizational levels of a single system, as when one compares within
a single country local, regional and national elections. Alternatively,
comparisons may be longitudinal, as when one compares within a single
system elections at different times, i.e. elections conducted under different
historical, economic, and possibly also different institutional, cultural
or political circumstances. A third possibility is comparison between
systems. Most frequently this involves national elections in different
countries. Although not entirely correct, the last-mentioned case is most
frequently referred to as 'comparative'. This chapter concentrates in
particular on such cross-national comparative studies.'
Cross-level and longitudinal comparisons have great value in comparative
research. Cross-level comparisons within a single country often show the
significance of systemic differences which are overlooked in cross-national
comparisons. For example, differences in the autonomy of the political
arena for which the elections are conducted have great impact, both on
the behavior of actors in the electoral process (voters, parties, media,
etc.),and on the systemic consequences of elections .e.g. Reif/Schmitt,
1980; Van der Eijk et al., 1992). Cross-level and longitudinal comparisons
have the disadvantage, however, that many interesting systemic characteristics
are by and large invariant.
3.1.2 Political Consequences of Elections
The overwhelming majority of publications on elections hardly addresses
the question of the impact of elections on politics and often neglects
the consequences of systemic differences on this impact. Most of the literature
starts from the unspecified assumption that elections matter politically.
This assumption is then believed to justify a shift of focus to all kinds
of phenomena which may affect elections and which, by virtue of the assumption
just made, are therefore also possibly relevant belt in an even less specified
way to the study of politics. Instead of studying election results, for
example, one focusses on the behavior of voters, or of parties. Sometimes
the choice of topics reflects a further regression into antecedent phenomena,
for instance when not voter behavior, but factors possibly influencing
it become the phenomenon to be explained. Such research may very welt
make invaluable contributions to the study of politics, but only if its
findings can be integrated in a more direct focus on politics. This requires
a more integrative perspective which specifies the ways in which elections
(or more antecedent events) have political consequences. A number of authors
has attempted to make such attempts by classifying the consequences which
elections may have for politics (e.g. Rose/Mossawir, 1967;
Converse. 1975; King, 1981;Kirkpatrick, 1981; Beck. 1986; Van der Eijk,
1992). Although they do not arrive at identical results, their suggestions
are largely overlapping and clearly compatible with one another. The most
important classes of political effects they distinguish will be discussed
below.1
When this text speaks of 'the impact of elections on polities', this is
not meant to indicate a simple one-way causal process. In most cases,
reciprocal causal influences appear to be much more plausible, resulting
in a chicken-and-egg relationship between cause and effect. King (1981,
p, 294) states this very aptly as follows: "...to discuss the effects
of democratic elections on the political systems in which they occur is
rather like discussing the effects of skyscrapers on New York or of Judaism
on Israel. Each is typically defined in terms of the other....'.In spite
of this, the assertion of this chapter is that it makes sense to talk
about impact (or, as some authors do, of 'function') even when this is
part of reciprocal relationships and feedback loops.
". official recognition
and legitimation of values which are inseparably embodied in the electoral
process and its mstitutionalization. In western democratic systems, such
values include those of popular participation in politics, political equality,
majoritarianism, free expression of political preferences, representation,
accountability of power-holders. In spite of their apparent negation by
existing electoral practices in authoritarian or totalitarian systems,
these values retain even there some of their liberal-democratic and in
those contexts subversive meanings. Differences in electoral institutional!
zation and actual practices generate variation in the extent to which
these, and possibly other, values are legitimized.
b. allocation of power. Manifestly, the most direct political consequence
of elections is that individuals or groups (parties) are invested with
the power of elected positions and offices. Which positions varies between
systems. Most common is that legislatures are elected. Less common is
the election of executives and still less common that of judiciaries.
How important elected offices are is dependent on their relation to other
positions of power, such as economic, military, religious, etc. Irrespective
of whether or not such relationships are codified in constitutions and
positive law, their actual contents can only be assessed by an analysis
of the systems under consideration. In those countries where the executive
branch is not elected, there is usually a more or less direct link between
the composition of government and that of the elected legislative. Depending
upon the party system, such a link may be direct (as is, for instance,
usually the case in Great Britain) or mediated by a process of coalition
formation which is not controlled, but at most circumscribed by electoral
verdicts.
Depending upon the manner in which it is institutionalized, the electoral
process may also affect the structure of the competition for votes (i.e.
the party system) and the composition of (elected) leadership in a political
system.
Finally, elections serve as mechanisms for the transformation of other
sources of power into political power. Political systems differ in what
they encourage, allow or inhibit in this respect. Quite often, limitations
are set on the use of financial or economic power in electoral settings.
Votes are usually supposed not to be (directly) for sale. Yet, where poverty
is rampant and economic inequality u large such practices are exceedingly
frequent, which has
nude cynical observers
remark that elections are one of the few effective mechanisms for redistributing
wealth. In a less direct way, economic resources may cicctorally be transformed
into political power by financing campaigns etc. In a similar way, religious
power, government power, military power, etc. can under certain circumstances
be transformed into political power by electoral means,
c. legitimation of the political community, the regime and officeholders.
Particularly in the age of general elections, where substantially the
entire adult population has the right to vote, elections define political
communities. Often these definitions are uncontested, elections then reinforce
them by default. In some cases, however, elections may undermine the legitimacy
of the political community as formally defined, for instance when segments
of a population boycott elections, or when election results induce secessions.
Obviously, it is not the election per-se that undermines legitimacy, but
rather the manifestation of such disagreement which elections permit.
Whereaa the legitimacy of the political community is often uncontested,
that of officials is more frequently subject to dispute. One of the important
functions of elections is to bestow legitimacy on officeholders. Often,
the legitimizing effects of elections for officeholders are thought to
be so inevitable that they can even be obtained by fraudulent practices.
Indications are, however, that this is an oversimplification at the very
least, and that the strength of whatever legitimizing effects elections
may have depends on a number of characteristics of the electoral process.
One can think in this regard of, amongst others, the freedom and fairness
of the election, the breadth of choices offered, how directly the occupation
of certain offices is tied to an election result, disproportionatity between
election results and distribution of seats, etc.
Legitimacy of regimes may be reinforced or undermined by election results.
Reinforcement may be the default, at least to the extent that elections
withheld popular support for anti-regime forces while being free and fair
and open for such forces to compete. When these conditions are not fulfilled,
the regime legitimacy accruing from elections may be very low indeed,
as the experience of Eastern Europe since 1989 has demonstrated.
As Easton (1965) already suggested, legitimacy for the political community,
regime and officeholders may be distinct, yet interrelated. This is particularly
the case for community and regime, where the borderline between
them may be hard to draw, as the cases of Canada and Belgium illustrate.
d, control over. influence on and legitimacy of policy. Control over policy
is rarely exerted by way of the electoral process. Referenda are of course
an exception,! as are the very rare cases where (he entire electoral contest
is dominated by a single clearly defined and discriminating issue. Influence
on policy formation may be a more common phenomenon. It may involve that
voters base their choice on the difference between parties' or candidates
ideologies or values in the expectation that these will guide policy choices
on future issues. A different possibility is that parties anticipate (some)
voters* preferences in the expectation of acquiring (or retaining) their
support. Legitimacy of (government) policy is usually the consequence
of the legitimacy of those who enact it, at least to the extent that the
policies concerned fall within the normal scope of power of officeholders.
Legitimacy of policy may be undermined to the extent that it violates
explicit pre-election promises.
In most cases, prudence should be exercised in attributing influence over
policy to voter choice. Careful analysis on the level of voter perceptions,
motivations, and actual behavior is required before the an electoral majority
for a party or coalition is interpreted as popular support for its platform
(Khngemann et al., 1993).
e, expressing and integrating conflicting interests in a society. As Lipset
and Rokkan (1967: 4-5) pointed out "the establishment of regular
channels for the expression of conflicting interests ...helped to stabilize
the structure of a great number of nation states". Obviously, the
institution of regular, free and competitive elections is one of the most
important of such channels. It allows the formation of groups or parties
which represent the expression of diverse sides of social conflicts, and
it provides a framework for the acquisition of shares of power within
a larger system, and therefore a slake in that larger system, at least
As long as this larger system may contribute to the furthering of the
various conflicting interests, elections promote their gaining an interest
in the larger system itself, thus performing an important integrative
social and political function.
f. communication between elites and non-elites. The perspective of elections
offering a mechanism for ordinary citizens to collectively exert control,
or at least influence, over the behavior of governing elites may be overly
naive. Politi-
cal leaders and elites
can, and do influence the electoral process by shaping the agenda of public
discussion, by their participation in public debate, by influencing reality
through the process of governing, etc. When taking this into account,
the electoral process shows itself as a channel of communication between
elites and ordinary citizens. To the extent that it operates effectively,
it transmits messages from a population to its political leaders- These
involve support, disaffection, preferences, etc. It also transmits information
from elites to the masses which they govern: information, explication,
persuasive messages. and so on, all in the context of elections and election
campaigns. This channel of communication can be said to be effective to
the extent that the flows of information carried by it are intelligible
for both sides. This aspect will be discussed separately below.
Elections are. of course, not the only channel of communication between
masses and elites. People may use petitions, demonstrations, lobbies,
all kinds of activities to convey their opinions and preferences to their
governors. Likewise, elites may in all different forms attempt to inform,
persuade, cajole, bribe or mislead populations. Yet, the unique character
of the electoral process is that it is the only of such channels of communication
which embodies the democratic principle of political equality, and that
its effects on leadership composition are unequivocal.
3.2. Electoral Change ana the Decline of Cleavage Voting
This section summarizes an important and voluminous tradition of (comparative)
research on elections which is focussed upon the explanation of party
choice. As will be apparent, such research is of particular importance
because it helps to illuminate central aspects of the character of a political
avBtem: the nature of the long-standing conflicts in a society, their
relation to political parties and social groups, their importance as anchors
or orientation and choice of individual voters. With this focus, it contributes
also to understanding other political consequences of elections, such
as the bases upon which electoral power is acquired, the grounds of legitimation
of political communities, regimes, and officeholders, the kinds of policy
areas in which
representation, control
and influence is important, and the terms in which elites and non-elites
can communicate with one another.
On the basis of a comparative analysis of West European countries, Upset
and Rokkan concluded in 1967 that
"...the contemporary party systems reflected, with but few exceptions,
the cleavage structures of the 1920s. (...)the party alternative, and
in remarkably many cases the party organisations, are older than the majorities
of national electorates" (p. 169).
They characterized this state of affairs as 'frozen party systems', a
term referring not only to party systems in a narrow sense, but also to
the relation between political parties and electorates. In other words,
the party systems of the 1960s not only reflected the cleavage structure
of the 1920s, but also that of the 1960s, and this cleavage structure
itself, with its consequences for voters' behavior and election results,
was equally frozen. This implicit conclusion was empirically tested by
Rose *nd Urwin (1970), who were indeed able to demonstrate that during
a period of rapidly changing circumstances the electoral support for most
relevant parties had been remarkable stable. Rapid economic growth, the
emergence of welfare arrangements and decolonization in the period 1945-1969
had evidently had little impact on election results in Western countries
during
mis period.
Just about at the time that Lipset and Rokkan and Rose and Urwin
published their results, the situation started to change. Many countries
experienced dramatic increases in electoral change. New parties sprang
up, old ones were often in disarray, the erstwhile predictability appeared
to have vanished. The changes appeared to be different in different countries.
They did not set in at ins san" time, they affected different parties,
they took different forms. In the Netherlands the most striking was the
stark decline of Christian-democratic parties in the 1967-1972 period.
In Denmark, 1973 showed a sudden fall in the electoral support of the
four traditional parties from 84 to 58 percent of the vole, arid a doubling
of the number of parties in the national parliament from five to ten.
In Britain the Labour Party split in 1982, resulting in such unprecedented
electoral support for a third party (an alliance of Liberals and the split-off
Social Democrats) that the traditional two-party dominance in
British politics almost
lost its self-evident character. Yet other countries showed their own
timing and manifestations of electoral changes which contributed to the
demise of the perspective of frozen party systems. What had happened?
How was this to be explained?
The dominant mode of analyzing and explaining electoral behavior and election
outcomes was by means of the kind of social cleavages Lipset and Rokkan
had referred to. These included the cleavage between classes, between
urban and rural interests, between different kinds of religious interests,
and between these and secular ones as exemplified in the modem state,
between cultural, ethnic and linguistic segments of a population. The
most relevant of these cleavages had, according to Upset and Rokkan, resulted
in the formation of parties in the late 19lh and early 20th century which
represented the interests of populations groups which were demarcated
by cleavage distinctions. The extension of Ihe suffrage in this period
offered the possibility for political parties to establish their own cleavage-based
clientele, to build their organizations and to become part of the political
system. When universal suffrage was attained, new parties could only establish
an existence at the expense of the already existing ones, which usually
proved too difficult. At the same time, the existing parties tried to
convince their respective clienteles of the continuing relevance of cleavage
distinctions, and of the need to safeguard the interests of the various
segments of the population by cleavage-based parties. Such processes account
for the stability referred to by Lipset and Rokkan and by Rose and Urwin.
The success of the cleavage perspective for the period until the late
1960s accounts for various attempts to rescue it as an analytic approach
for the period thereafter. First of all, the cleavage perspective did
not predict only stability. When demographic, social and economic developments
alter the size of cleavage-based groups in a population, it was to be
expected that the parties deriving their support from those groups would
be affected accordingly. This line of explanation ran, however, in unsurmountable
problems. One problem involved timing. Why would all kinds of contextual
developments, which were already under way for decades, all of sudden
impact on the size of clienteles? How to reconcile abrupt electoral changes
with very gradual and slowly evolving social and economic changes? Even
worse, electoral changes were often not unidirectional in their effects,
whereas the contextual developments which alter the size of cleavage-based
groups are. A second kind of attempt to rescue cleavage
based approaches was to attempt to adapt the definition of the cleavage
structure which was supposed to underlie the electoral support of parties.
This has most frequently been attempted with respect to the class cleavage.
The simple distinction between labour class and middle class, which might
have been adequate for the early 20th century, was not so any more later.
A 'new middle-class' was often proclaimed to have emerged, which would
constitute the electoral basis for new parties, or, in their absence,
for electoral volatility. Here too, however, empirical evidence was hard
to reconcile with this notion. Apart from the problem of how to sensibly
define new class distinctions, newly defined groups did not behave as
expected, or were hard to distinguish in their behavior from others. A
third way to rescue the idea of cleavage politics is to hypothesize new
cleavages, which earlier were of no or less relevance. The newly politicized
issue of women's rights, the different interests associated with public
versus private employment, or wit^ public versus private consumption,
or with materialist versus post-materialist concerns have all at one time
or another been hypothesized as new cleavage dimensions which could account
for electoral change and volatility. None of these, however, has had much
empirical success in explaining electoral behavior and election outcomes
(see for this: Dalton el al., 1984;Franklin et al., 1992).
The conclusion of diminished relevance of the cleavage perspective was
drawn in a number of non-comparative studies in the 1980s. Van der Eijk
and Niemoller (1985: 367) referred to it as "the political emancipation
of individual citizens who can now choose, rather than be predestined
by social position". Franklin (1985: 175-9) termed it "the posl-colleclivist
era", and Rose and McAllister (1985) alluded to it in the title of
their book Voters begin to choose. All refer to a new situation in which
voters' position in terms of socio-demographic cleavages had lost its
former stronghold on their individual behavior. Even where such rather
general interpretations were given to electoral changes, the specific
national contexts of studies generated quite different interpretations
of the origins of these changes. In the Netherlands, for example, much
emphasis was given to processes of secularization which undermined the
potency of religious cleavage divisions, in Britain it was the declining
importance of class. Only recently did a large-scale comparative investigation
of patterns of electoral change in Western countries demonstrate that
similar patterns of diminishing relevance of cleavage voting exist or
are under way in many political
oytoms, even in countries
where they were not yet identified before, and in "y"tems where
(aggregate) electoral change so far bad been quite small. Franklin. Mackie
and Valen, who directed this study (1992). concluded that a more general
process of change exists than what has been detected earlier in separate
country studies.
The declining importance of social cleavages for electoral choice was
demonstrated for a large number of countries, some of which had shown
not very much turbulence in election outcomes, and each of which has to
be characterized by a separate set of traditionally relevant cleavage
distinctions. A simultaneous longitudinal (1960s-I970s-1980s) and cross-national
comparison documented a strongly diminished capability of cleavages to
explain voting behavior in Norway, Denmark, Sweden, Belgium, the Netherlands,
France, Britain, Australia, New Zealand and Ireland. In the United States
and Canada, not much of a decline could be found, but there impact of
cleavages on voter behavior was already very low in the 1960s, allowing
for only small downward changes. The only two exceptions to the general
pattern are Italy and Germany, where the impact of cleavage positions
on voting had remained the same since the 1960s, or had even increased
somewhat. At any single point, a comparison between these various counties
would not have been very illuminating. In the 1960s they varied considerably
in the strength of cleavage voting, which was very strong in some countries,
intermediate in most of the rest, and weak only in a few. The time at
which this strength declined, the rate of decline, and the remaining strength
in the 1970s and 1980s do all vary. Only comparison over a longer time-span
than a few years or even a single decade allowed the common pattern of
decline to show itself clearly.
Franklin et al. (1992) suggest that the observed loss of capacity of social
cleavages to determine voter behavior in many countries is part of a long-term
process which antedates and follows the window of observation provided
by longitudinal comparisons over a period of two to three decades. Exactly
when this process starts differs from country to country, causing quite
different 'views' at any specific point in time. This suggestion implies
on the one hand that all of the systems under study (western democracies
with competitive elections) experience a stage in which voter choice is
strongly determined by social cleavages, whatever those may be in each
specific country. On the other hand it implies that this electoral importance
of cleavages will eventually disappear
largely. TniB perspective
ix not only based on extrapolation of documented changes so as to encompass
periods prior to and after the actual observations, but follows also from
a careful breakdown of results according to generations. In virtually
all countries studied, party choice of younger generations is less strongly
determined by cleavages than that of older ones. Consequently, the extrapolation
of over-all changes in cleavage impact is in agreement with the consequences
of a simple and inescapable process of generational replacement prior
to and after the actual period studied. Yet the question remains what
the nature, origins and implications are of this suggested general process.
3.2.1 Originsand Implications a/Declining Cleavage Voting
The decline of cleavage voting which had apparently occurred in many western
countries, or which is still under way, cannot! adequately be understood
in terms of country-specific factors, such as secularization, decline
of class voting, etc. Such interpretations are not necessarily incorrect,
but cannot account for the commonality of the process in different systems.
The common denominator is o decline in the relevance of traditional social
groups (on whatever basis these may be constituted) as anchors for voters
and political systems. In a discussion of the origins of this process
Van der Eijk/Franklin et al. (1992: 420) state that
"In the most general terms, the decline of socially structured voting
can be explained in the same way as the decay of many other empirical
structures, in terms of the fact that none of the countries we have studied
constitute closed systems. Therefore, their structures may welt have contained
the seeds of their own decay. Leakages and contamination might be seen
as being 'bound* to bring about an eventual decline in cleavage politics."
This general principle is illustrated in four different ways. each of
which contributes to the decay of an erstwhile cohesive structure of alignments
between social conflicts, the social groups and their interests which
are defined by these conflicts, and political parties.
First of all, social structure itself has changed in quantitative terms.
Some cleavage defined groups grew in size, others diminished. Such slowly
occurring changes have their origins in demographic, social and economic
developments in the past century. They may gradually cause a change in
the character of entire societies as erstwhile dominant groups are replaced
by others. This in turn undermines the strength of linkages of voters
to a party system blued on increasingly more outdated cleavages.
Second, social structure has changed in qualitative terms, rendering party
systems based on cleavages of many decades ago increasingly less relevant
for increasing numbers of voters. New occupational groups, new modes of
acquiring income, new patterns of residence, changed systems of transport
and communication all create new interests and conflicts which are not
easily expressed, let alone represented by parties defined in terms of
cleavages at the beginning of the century.
Third, the coherence that previously existed between central and reinforcing
characteristics of particular social groups has reduced. The once existing
reinforcement given to for example occupational class by education, income,
housing type, health care, etc. has disappeared, to no small measure as
the consequence of state interventions in the course of the century, and
in particular of the creation of welfare arrangements. This lack of coherence
puts increasing numbers of people under frequent cross-pressures. In such
a situation, people may seemingly retain for a long time linkages with
established cleavage parties, but these will increasingly rest upon inertia
and be subject to sudden change.
Fourth, generational replacement is an evident factor preventing the closedness
which a cleavage structure would require in order not to be subject to
decay. It can be argued that parental transmission of attitudes and values
can only be entirely successful if they are not reinforced by personal
experiences felt by succeeding generations. Unless this is the case, successive
generations will have increasingly less reason to re-transmit their inherited
identity. Consequently, the strength of identifications with cleavage-defined
groups will gradually be reduced, unless successive generations will personally
experience the conflicts which gave rise to these cleavages in the first
place.
The first three of these causes of decay of cleavage structures relate
to 9. diminishing capacity of the old structure to accommodate newly emerging
conflicts, interests and problems. The fourth specifies a condition which
must be fulfilled for the first three to be consequential: if important
old conflicts have not been resolved new ones are unlikely to achieve
prominence. To the extent
that Western countries managed to find political solutions for the conflicts.
social problems and unfulfilled aspirations which were the foundation
of the cleavage structures in the beginning of the century, these cleavages
ran out of steam and simultaneously allowed new conflicts and interests
to gain prominence, which further undermined the bases of the traditional
cleavages. Evidently, this process has run its course in many Western
countries, leaving in the course of the 1960s the traditional cleavage-based
party systems seemingly intact, but without much resistance against whatever
challenge. Little wonder that wherever such challenges occurred, serious
electoral change resulted.
It must be emphasized that the decay of cleavage structures is not portrayed
as the inescapable result of the mere passage of time. Earlier, the condition
has been formulated that the important conflicts which gave rise to the
cleavage structure in the first place must be resolved for this outcome
to occur. Northern Ireland is a clear example of what happens when this
condition is not met. In the course of the 20th century, economic and
social developments in Northern Ireland have not been very different from
most of the rest of the United Kingdom. Yet, group identifications, cleavage
structures and the traditional conflicts underlying them are as much in
place, if not stronger, than at earlier moments in the century. The inability
to adequately resolve the conflict between Protestants and Catholics in
Northern Ireland resulted in a continuous barrage of personal and intense
experiences for all generations which reinforced the saliency of the conflict
and of personal identifications with either of the two sides. Regarded
from this perspective, the decline of cleavage voting which was observed
in elsewhere was the consequence of the successful resolution by political
systems of deep-sealed conflicts of social interests. These countries
succeeded in politicizing their major and most divisive conflicts in the
form of cleavage-based political parties. This not only allowed the expression
of group-based conflicts of interest, it also helped to resolve them by
integrating them into a single national political system: "the establishment
of regular channels for the expression of conflicting interests ...helped
to stabilize the structure of a great number of nation states' (Lipset
and Rokkan, 1967:4-5). Obviously, the institution of regular, free and
competitive elections is one of the most important of such channels. The
crucial difference between Northern Ireland and many other countries is
the degree to which all conflicting groups in a society can express their
interests legitimately and effectively, and the extent.
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